Compliance / Regulatory - Legal Resumes and Jobs

   
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Chief Risk and Compliance Officer
$250,000 to $500,000
  
Summary: Senior risk management and compliance executive with 26+ years of domestic and international experience. Currently leading risk/compliance function for large international financial services firm overseeing bank, trust, private quity, hedge fund and CLO business lines.
 
Compliance & Privacy Officer
$100,000 to $200,000
  
Summary: Compliance and Privacy Executive with Fortune 500 financial and B2B Services experience including Off-Shoring issues assessment and remediation. Well-organized, results-oriented professional with over 20 years of diverse experience in Financial Services and Employee Benefits, both in client-facing and internal roles.
 
Labor & Employment Counsel/HR, Compliance Leader
$150,000 to $300,000
  
Location: Midwest USA
Summary: Seasoned labor and employment attorney with proven expertise in HR and corporate compliance leadership. Served as inside and outside counsel to a variety of public and private companies. Skilled in aligning corporate HR and compliance strategies with business strategic plans.
 
Legal Counsel / Risk Management / Compliance
$100,000 to $200,000
  
Summary: Trusted advisor to senior management in all matters related to ethical business practice, risk management, and regulatory compliance. Strong sense of professionalism and ethics, with the ability to take initiative, and a passion for diffusing perceived crises.
 
Optimization specialist in Compliance and AML
$250,000 to $500,000
  
Summary: Experience managing organizational interactions among legal, compliance, technology, operations, risk and business management to achieve enterprise-wide view and risk-based approach to developing and achieving objectives. Gains consensus and buy-in across organizational and functional boundaries to achieve alignment and positive interactions.
 
Regulatory Affairs Executive
$150,000 to $300,000
  
Location: Southeast USA
Summary: Executive career in regulatory affairs, compliance and quality management spans world-class enterprises, multi-national organizations and entrepreneurial ventures in the pharmaceuticals and medical device industries. There is evidence of consistent successes in new product registrations, process improvements and organizational excellence.
 
Director Internal Audit - Financial and IT
$100,000 to $200,000
  
Location: New York City
Summary: Proven Director of Audit, CPA and IT professional with passion and strength in global audit. Prepared companies for IPO, SOX, Enterprise Risk Management, implementing innovative solutions for management. Developed relationships through partnering with Audit Committees/ Management. Regained credibility to Audit.
 

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Queries

GET_SITEMAP_GROUP (Records=1, Time=0ms)
SQL = 
SELECT SMGROUP_ID, SMGroup_Name, SMGroup_URL, SMGroup_Index_Page, SMGroup_html_page_title_tag, SMGroup_meta_description, SMGroup_meta_keywords, SMGroup_meta_Author, SMGroup_meta_robots, SMGroup_html_page_heading_H1, SMGroup_SQL_Query, SMGroup_SQL_ResumeID_Query, SMGroup_Preferred_Function FROM SITEMAPV_Resume_ByTitle_Groups WHERE (SMGROUP_ID = 95)

 (Records=0, Time=0ms)
SQL = 
SelectNamesByIDs

 (Records=0, Time=0ms)
SQL = 
SelectNamesByIDs

 (Records=0, Time=0ms)
SQL = 
SelectNamesByIDs

 (Records=0, Time=0ms)
SQL = 
SelectNamesByIDs

 (Records=0, Time=0ms)
SQL = 
SelectNamesByIDs

 (Records=0, Time=0ms)
SQL = 
SelectNamesByIDs

rsSearchForResume (Records=7, Time=31ms)
SQL = 
SELECT rs.ResumeID, rs.UniqueKey, rs.Title, rs.ShowGeo, rs.DatePosted, rs.DateUpdated, rs.Summary, rs.Conceal, rs.ResumeAttached, cmp.Compensation, c.CityID, c.CityName, s.State, s.StateName, r.RegionID, r.Region, dbo.SITEMAPV_Resume_ByTitle_Temporary_Title_Group_InKeyOrder.KeyPriority, dbo.SITEMAPV_Resume_ByTitle_Temporary_Title_Group_InKeyOrder.TitleExpanded, dbo.SITEMAPV_Resume_ByTitle_Temporary_Title_Group_InKeyOrder.KeyUsed FROM tblResume rs INNER JOIN lutCompensation cmp ON rs.CompensationID = cmp.CompensationID INNER JOIN tblUser u ON rs.UserID = u.UserID INNER JOIN tblUrights ur ON u.Urights = ur.UrightsID INNER JOIN jntResumeIndPosCmp ripc ON rs.ResumeID = ripc.ResumeID INNER JOIN jntIndustryPosition indPos ON ripc.IndustryPositionID = indpos.IndustryPositionID INNER JOIN jntCityStateRegion csr ON rs.CityStateRegionID = csr.CityStateRegionID INNER JOIN lutRegion r ON csr.Region = r.RegionID INNER JOIN lutCity c ON csr.CityID = c.CityID INNER JOIN lutState s ON csr.State = s.State INNER JOIN dbo.SITEMAPV_Resume_ByTitle_Temporary_Title_Group_InKeyOrder ON rs.ResumeID = dbo.SITEMAPV_Resume_ByTitle_Temporary_Title_Group_InKeyOrder.ResumeID WHERE rs.ResumeID IN ( SELECT DISTINCT ResumeID FROM SITEMAPV_Resume_ByTitle_Temporary_Title_Group_InKeyOrder ) AND rs.DateInactive IS NULL AND rs.DateDeleted IS NULL AND rs.DatePosted IS NOT NULL AND IsNull(rs.Frozen, 0) = 0 AND rs.Conceal = 1 ORDER BY dbo.SITEMAPV_Resume_ByTitle_Temporary_Title_Group_InKeyOrder.KeyPriority, dbo.SITEMAPV_Resume_ByTitle_Temporary_Title_Group_InKeyOrder.TitleExpanded, dbo.SITEMAPV_Resume_ByTitle_Temporary_Title_Group_InKeyOrder.KeyUsed

GET_Page_INFO (Records=1, Time=0ms)
SQL = 
SELECT PageID, UniqueKey, ResumeID, PageFileName, PageType, DiskPath, URL_Index_Page, LastMOD, ChangeFreq_sitemap, PagePriority FROM SITEMAPV_Resume_ByTitle_Pages WHERE ResumeID = 58241

GET_Page_INFO (Records=1, Time=0ms)
SQL = 
SELECT PageID, UniqueKey, ResumeID, PageFileName, PageType, DiskPath, URL_Index_Page, LastMOD, ChangeFreq_sitemap, PagePriority FROM SITEMAPV_Resume_ByTitle_Pages WHERE ResumeID = 24385

GET_Page_INFO (Records=1, Time=16ms)
SQL = 
SELECT PageID, UniqueKey, ResumeID, PageFileName, PageType, DiskPath, URL_Index_Page, LastMOD, ChangeFreq_sitemap, PagePriority FROM SITEMAPV_Resume_ByTitle_Pages WHERE ResumeID = 57492

GET_Page_INFO (Records=1, Time=0ms)
SQL = 
SELECT PageID, UniqueKey, ResumeID, PageFileName, PageType, DiskPath, URL_Index_Page, LastMOD, ChangeFreq_sitemap, PagePriority FROM SITEMAPV_Resume_ByTitle_Pages WHERE ResumeID = 46639

GET_Page_INFO (Records=1, Time=0ms)
SQL = 
SELECT PageID, UniqueKey, ResumeID, PageFileName, PageType, DiskPath, URL_Index_Page, LastMOD, ChangeFreq_sitemap, PagePriority FROM SITEMAPV_Resume_ByTitle_Pages WHERE ResumeID = 32188

GET_Page_INFO (Records=1, Time=0ms)
SQL = 
SELECT PageID, UniqueKey, ResumeID, PageFileName, PageType, DiskPath, URL_Index_Page, LastMOD, ChangeFreq_sitemap, PagePriority FROM SITEMAPV_Resume_ByTitle_Pages WHERE ResumeID = 53467

GET_Page_INFO (Records=1, Time=0ms)
SQL = 
SELECT PageID, UniqueKey, ResumeID, PageFileName, PageType, DiskPath, URL_Index_Page, LastMOD, ChangeFreq_sitemap, PagePriority FROM SITEMAPV_Resume_ByTitle_Pages WHERE ResumeID = 48178

Execution Time

62 milliseconds

Parameters
URL Parameters:

CITY=
CITYNAME=
COMPENSATION=
COMPENSATIONNAME=
CREATEFILE=1
FUNCTIONID=0
GEOPREFERENCE=1
INDUSTRYID=0
PAGE=enter
REGION=
REGIONNAME=
REQUESTTIMEOUT=9999
SHOWHIDE=1
SITEMAPFUNCTIONNAME=Legal
SMGROUP_ID=95
START=1
STATE=
STATENAME=

CGI Variables:

AUTH_PASSWORD=
AUTH_TYPE=
AUTH_USER=
CERT_COOKIE=
CERT_FLAGS=
CERT_ISSUER=
CERT_KEYSIZE=
CERT_SECRETKEYSIZE=
CERT_SERIALNUMBER=
CERT_SERVER_ISSUER=
CERT_SERVER_SUBJECT=
CERT_SUBJECT=
CF_TEMPLATE_PATH=D:\inetpub\wwwroot\ritesite.com\ResumeDatabase\SiteMapping_specific_index_Resume_ByTitle.cfm
CONTENT_LENGTH=0
CONTENT_TYPE=
GATEWAY_INTERFACE=CGI/1.1
HTTP_HOST=www.ritesite.com
HTTP_REFERER=http://www.ritesite.com/
HTTP_USER_AGENT=ColdFusion
HTTPS=off
HTTPS_KEYSIZE=
HTTPS_SECRETKEYSIZE=
HTTPS_SERVER_ISSUER=
HTTPS_SERVER_SUBJECT=
PATH_INFO=/ResumeDatabase/SiteMapping_specific_index_Resume_ByTitle.cfm
PATH_TRANSLATED=D:\inetpub\wwwroot\ritesite.com\ResumeDatabase\SiteMapping_specific_index_Resume_ByTitle.cfm
QUERY_STRING=page=enter&IndustryID=0&FunctionID=0&geoPreference=1&city=&state=®ion=&cityName=&stateName=®ionName=&compensation=&compensationName=&start=1&createfile=1&showhide=1&SiteMapFunctionName=Legal&SMGROUP_ID=95&RequestTimeout=9999
REMOTE_ADDR=192.168.1.49
REMOTE_HOST=192.168.1.49
REMOTE_USER=
REQUEST_METHOD=GET
SCRIPT_NAME=/ResumeDatabase/SiteMapping_specific_index_Resume_ByTitle.cfm
SERVER_NAME=www.ritesite.com
SERVER_PORT=80
SERVER_PORT_SECURE=0
SERVER_PROTOCOL=HTTP/1.0
SERVER_SOFTWARE=Microsoft-IIS/6.0
WEB_SERVER_API=ISAPI