Chief Compliance Officer Jobs

compliance officer Location: Colorado
Summary: compliance officer (denver, co) roles and responsibilities responsibilities include developing a strong relationship and supervision with our sales force. we are a highly successful financial organization located in downtown denver. . skill
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Compliance Officer Location: Confidential
Summary: Responsibilities include, but are not limited to the following: Reviews all compliance regulations governing commercial banks and compares the Banks adherence to these regulations Develops and implements policies and procedures to meet
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COMPLIANCE OFFICER Location: Ohio
Summary: Responsible for assessing the adequacy of the control environment across all aspects of the banks operations.Position would require the interpretation of all bank related regulations and regulatory exams, determining the best way to implement
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Compliance Officer Location: Confidential
Summary: The role will involve advising clients on compliance procedures, regulations, regulatory applications, liaising with regulators and keeping up to date with new regulations. The candidate will have thorough knowledge of drafting compliance manuals
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Compliance Officer Location: New York
Summary: Responsible for the implementation and management of the swap dealer compliance program for FXCM, LLC. The individual will be responsible for keeping up to date with regulatory changes and ensuring team members are knowledgeable in their field.
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Regulatory Compliance Officer Location: Ohio
Summary: will work with Director of Clinical Trials Office to assure research protocols of the Clinical Trials Office is in compliance with the state and federal regulations and ensure timely submission of all appropriate paperwork for review by appropriate
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Hedge Fund Compliance Officer Location: New Jersey
Summary: Responsible for ensuring the companyâ¬"s activities comply with FSC, and other overseas regulatory obligations. Additionally, the Compliance professional will be expected to develop and maintain strong working relationships internally and externally
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Compliance Officer Location: Texas
Summary: Compliance Officer who will be primarily responsible for ensuring that the credit union is in compliance with all state and federal regulations. Reporting to the EVP/Chief Development Officer, this individual will be responsible for reviewing
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Compliance Officer Location: Dallas
Summary: Investigating and responding to various types of regulatory inquiries, and, actively participating in regulatory examinations. Ensuring that applicable policies and procedures, including written supervisory procedures and manuals, are comprehensive,
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Compliance Officer, banking Location: California
Summary: Compliance Officer, banking.To begin the application process, please enter your information below. Email Invalid email address First Name Last Name Email Invalid email address Phone CONTINUE APPLICATION By applying to a job using Monster.com
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Vice President, Compliance Officer, Boston, MA Location: Boston
Summary: Responsible for establishing and overseeing the compliance methodology for the Business-aligned Compliance teams, generating compliance reports, managing projects across the Business-aligned Compliance teams and performing centralized testing
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Risk Review Compliance Officer Location: Confidential
Summary: Promptly investigate and clearly communicate issues arising from the cyclical monitoring and review activities, involving advisory compliance officers as required, follow issues through to full resolution with the business lines Maintain and
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environmental compliance officer Location: Nevada
Summary: environmental compliance officer to assume full responsibility for global environmental and hazardous materials compliance in the manufacture and delivery of engineered machinery products. shall: *** function independently and perform compliance
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Compliance Officer, WM - Products, Suitability & R Location: Confidential
Summary: The Wealth Management (WM) Advisory Compliance Department works as a team to support the business activities in relation to compliance with all applicable laws, regulations and policies including the Banking Act, FAA, SFA, Cross Border Activities,
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VP / Compliance / BSA Officer Location: Massachusetts
Summary: Responsible for overseeing and implementing all regulatory/compliance-related processes, policies and procedures. Manage the Banks compliance, information security, and internal audit programs including development, implementation and ongoing
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Senior Compliance Officer Location: Florida
Summary: The Legal and Compliance Department of JPMorgan Chase & Co is responsible for the provision of legal and compliance services to the Corporation. Legal and Compliance is organized by Practice Groups that conform to the organization of the Firms
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Vice President, Compliance Testing and Risk Location: Florida
Summary: Responsible for compliance with legal and regulatory matters affecting the firm and its subsidiaries. The VP will direct the team of compliance professionals and will be responsible for the design, implementation, execution and day to day operations
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Claims Compliance Officer Location: New Jersey
Summary: The ACE Claims Compliance Officer will oversee all aspects of Personal and Small Commercial Claims Compliance for ACE Private Risk Services and ACE Commercial Risk Services for the growing Divisions book of business. In addition, this position
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TRICARE VP Compliance - Nationwide Location: Minnesota
Summary: Responsible for developing and managing the compliance program for UnitedHealthcare Military & Veterans (UMV). The Chief Compliance Officer will establish, monitor, and continually improve all procurement and contract compliance activities
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surveillance compliance specialist or compliance o Location: Utah
Summary: Primary responsibilities of this position are to analyze submitted reviews and final stamp them for approval. Other responsibilities include ensuring accurate SAR filing submissions, assisting in maintaining quality workflow and productive
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