Chief Compliance Officer Jobs

Senior Compliance Officer- AML Exam Mana... Location: New York
Summary: This is Senior AML Compliance advisory role. Key responsibilities will be advising the business, drafting and implementing policy, establishing and maintaining systems and controls. Key responsibilities: -Vetting findings and ratings issued
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Capital Markets Compliance Officer Location: New York City
Summary: The ideal candidate will have between 5-15 years of relevant compliance experience and is looking for the opportunity to expand his/her existing knowledge base and responsibilities. The primary areas of responsibility wil be providing coverage
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Sr. Compliance Officer Location: New York
Summary: The Global Compliance & Regulatory Management department which is responsible for the provision of compliance services to the Firm. The Global Financial Crimes Compliance (GFCC) organization has over 700 staff members across the world. The
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Compliance Officer Location: New York
Summary: Responsible for ensuring that compliance related matters become integral to the staff and an important component of process and procedure development. He/she will interact with regulators and senior management.CORE DUTIES" It is the major responsibility
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Corporate Compliance Officer Location: California
Summary: Corporate Compliance Officer who implements, oversees, monitors, enforces and, when necessary, modifies the Corporate Compliance Program at QueensCare and QueensCare Family Clinics. The Corporate Compliance Officer collaborates with key management
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Corporate Compliance Officer Location: California
Summary: We are seeking a Corporate Compliance Officer who implements, oversees, monitors, enforces and, when necessary, modifies the Corporate Compliance Program at QueensCare and QueensCare Family Clinics.? The Corporate Compliance Officer collaborates
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Compliance Officer- Foreign Exchange Location: New York
Summary: Responsibilities Provide advisory coverage for the foreign exchange sales & trading desk on transactions, trade issues, compliance policies and procedures, and regulatory requirements Frequent interaction with partners from sales &
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Testing Compliance Officer Location: New York
Summary: Within this role you would assist with the following acitivies: * Management and execution of compliance monitoring activities on a risk-assessed basis and escalating any exceptions and/or issues. * Ongoing development and implementation of
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Securities Testing Compliance Officer Location: New York
Summary: Candidate will join a team of Compliance Officers charged with the reviews of all U.?S.? banking and broker dealer activities.? The position provides exposure to a wide variety of business areas and an opportunity to work on teams.? Responsibilities
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Bank Testing Compliance Officer Location: New York
Summary: Responsibilities will include: " Lead the planning and review of bank entities, the holding companies, related businesses, and/?or support areas with a view towards assessing compliance with applicable federal and state banking laws, and policies
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Compliance Officer Location: New York City
Summary: Responsible for the day to day management of the Compliance Department Responsible for operating departments compliance risk ensuring that the Bank is in full compliance with all the related implementing laws and regulations Will manage
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Banking Assistant Compliance Officer Location: California
Summary: Manages regulatory compliance and services as the primary compliance contact for departments and other designated areas Responds to compliance needs of operational personnel regarding implementation of procedures in accordance with all Federal
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compliance officer Location: Connecticut
Summary: compliance officer/department head of compliance department the principle accountabilities are: 1. to ensure the nyb is in full compliance with all applicable banking rules and related laws and regulations; 2. to ensure proper compliance risk
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Compliance Officer Location: New York
Summary: Responsible for ensuring that compliance related matters become integral to the staff and an important component of process and procedure development. He/she will interact with regulators and senior management.REQUIREMENTS/QUALIFICATIONS:"
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Prestigious Bank, Compliance VP/SVP,HKD$1,000,000 Location: Confidential
Summary: VP/SVP Risk & Control Manager at a Prestigous International Bank A rare opportunity to work with one of the most prestigous banks in the world at a senior level. If you are looking for a challenge to work and lead a team with the best banking
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VP / Director Compliance  Investment Bank  SINGA Location: Confidential
Summary: Responsible for ensuring the Bank is compliant with MAS regulations You will assess, mitigate and manage regulatory risks associated with Asia wide (ex Japan) deal transactions Advise management, and line units, on all matters relating to compliance
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TRICARE VP Compliance - Nationwide Location: Minnesota
Summary: Responsible for developing and managing the compliance program for UnitedHealthcare Military & Veterans (UMV). The Chief Compliance Officer will establish, monitor, and continually improve all procurement and contract compliance activities
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VP Compliance (Securities and Futures) Location: Confidential
Summary: You will manage the organizations new applications policies as well as internal work processes in ensuring that they are updated with the current local and overseas market developments. You will be required to detect non-compliance,
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VP Compliance Manager Location: New York
Summary: Responsible for developing, maintaining and overseeing regulatory compliance programs with jurisdiction for all US related regulatory inquiries. The working environment will be entrepreneurial therefore we are looking for a self-starter who
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surveillance compliance specialist or compliance o Location: Utah
Summary: Primary Responsibilities of this position are to analyze submitted reviews and final stamp them for approval. other responsibilities include ensuring accurate sar filing submissions, assisting in maintaining quality workflow and productive
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