Chief Compliance Officer Jobs

VP Compliance officer Location: New York
Summary: Responsible for establishing regulatory policy and procedure for the organization. The will include the following responsibilities: Examine establishment policies, procedures, and practices to ensure compliance with laws and regulations. Stay
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Compliance Officer Location: Ohio
Summary: General compliance related responsibilities as a member of the compliance team in support of the firms Compliance and Risk programs including the review of accounts for mandate compliance and the review of marketing and advertising materials
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Markets Compliance Officer Location: New York
Summary: Responsible for but not limited to; advising sales and trading staff on all matters regarding policies and procedures, reviewing swap dealer and broker-dealer polices, reviewing & testing of swap dealer and broker-dealer risk management
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compliance officer Location: New York
Summary: Responsible for the day-to-day management of the compliance department and all operating departments compliance risks ensuring that the bank is in full compliance with all the related implementing laws and regulations. responsible to
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Consumer Compliance Officer Location: Florida
Summary: Conduct and lead the credit reviews of small and mid size loans or portfolios of moderate complexity (i.e Domestic Commercial - small businesses & middle market, and Commercial Real Estate Loans) to validate the risk rating, promptly identifying
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Medicare Compliance Officer Location: Colorado
Summary: Medicare Compliance Officer serves as the primary CMS contact for Medicare compliance communications.? The Medicare Compliance Officer is responsible for ensuring overall compliance with all Medicare compliance activities and programs.? Essential
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Compliance Officer Location: Atlanta
Summary: This Compliance Analyst reviews and approves (or declines) submissions for Outside Business Activities, email for compliance with industry and regulatory standards and submits potential violations for further review. This position assists
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Compliance Officer Location: New York
Summary: Advise sales/ trading staff on matters regarding Firm policies and procedures for adherence with Dodd Frank requirements. Review of the swap dealer and Broker-Dealer policies and procedures and test them for effectiveness, including analysis
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HOSPITAL COMPLIANCE OFFICER-Lakewood Regional Medi Location: California
Summary: This position will be based in Lakewood, California supporting Lakewood Regional Medical Center (161 beds).Specific HCO Responsibilities The Hospital Compliance Officer is responsible for managing the implementation of Tenets Ethics and
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Compliance Officer Location: New York City
Summary: Responsible for ensuring the banks compliance and AML programs stay in line with all applicable state and federal laws. Responsibilities: * Advise senior management on development and enhancement of AML policies & procedures * Implement a
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Compliance Officer Location: New York City
Summary: Responsible for ensuring the banks compliance and AML programs stay in line with all applicable state and federal laws. Responsibilities: * Advise senior management on development and enhancement of AML policies & procedures * Implement a
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Broker Dealer Senior Compliance Officer Location: New York City
Summary: JOB Description The New York Branch of a foreign institution is looking for a Compliance Officer for the Swaps and Broker-Dealer. The Compliance Officer will: · Perform anti-money laundering monitoring and testing for the derivative
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Compliance Officer, banking - BSA, AML, OFAC Location: California
Summary: -ensure that the bank is in compliance with all anti-money laundering regulations, including but not limited to the USA Patriot Act, BSA, AML, and OFAC -ensure BSA requirements for SARs are met according to federal and state regulations, FDIC
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Compliance Officer, banking Location: California
Summary: Compliance Officer, banking.To begin the application process, please enter your information below. Email Invalid email address First Name Last Name Email Invalid email address Phone CONTINUE APPLICATION By applying to a job using Monster.com
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environmental compliance officer Location: Nevada
Summary: environmental compliance officer to assume full responsibility for global environmental and hazardous materials compliance in the manufacture and delivery of engineered machinery products. shall: *** function independently and perform compliance
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bsa compliance officer Location: New Jersey
Summary: The BSA Compliance Officer will have the responsibility to ensure that the Bank maintains an effective BSA/AML compliance program, consistent with applicable regulatory requirements and "best industry" practices. JOB FUNCTIONS/DUTIES AND
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Compliance Officer Location: Confidential
Summary: The job: - Creating, managing and ensuring the compliance position; - Drafting new Compliance Policies and dealing with all relative compliance issues for new clients; - Identification of main risks in relation with the monitoring of existing
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Compliance Officer, banking - BSA, AML, OFAC Location: California
Summary: ensure that the bank is in compliance with all anti-money laundering regulations, including but not limited to the USA Patriot Act, BSA, AML, and OFAC -ensure BSA requirements for SARs are met according to federal and state regulations, FDIC
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CCO - Corporate Compliance Officer Location: New Jersey
Summary: Responsible for providing and maintaining a safe and healthy workplace for employees and patients through a comprehensive and effective safety planning and programming. Responsibilites: Works in partnership with Senior Management for successful
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Corporate Compliance Officer Location: Missouri
Summary: Corporate Compliance Officer Long term skilled nursing facility is currently seeking qualified full time Corporate Compliance Officer. Duties will include: " Develop, initiate, maintain, and revise policies and procedures for the general
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