Chief Compliance Officer Jobs

Compliance Officer - VP Location: Confidential
Summary: Key Responsibilities Advising on compliance and regulatory aspects of best practice, policy and process for new products Involvement in the implementation of any new European and International regulations. Develop and deliver appropriate regulatory
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Environmental Compliance Officer - Carson City, NV Location: Nevada
Summary: Online Seeking Environmental Compliance Officer to assume full responsibility for global environmental and hazardous materials compliance in the manufacture and delivery of engineered machinery products. Shall: *** Function independently and
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compliance officer dept head Location: California
Summary: Fluent in Chinese (Cantonese or Mandarin) and excellent writing ability in both English and Chinese. 10 - 15 years in Legal or 5 years experience in Commercial Bank Management positions. Certified Anti-Money Laundering Specialist or Professional
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Compliance Officer (CFPB) Location: Minnesota
Summary: Responsible for managing ChexSystems, Inc., regulatory compliance program through individual contribution and/or leading subordinates to ensure the achievement of annual objectives GENERAL DUTIES AND RESPONSIBILITIES: " Manages the development,
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Senior Compliance Officer High Frequency Fund Location: New York
Summary: This Global Fund has recently expanded its operations in NYC and consequently they need a senior compliance officer to take care of NSA and SEC filings and regulations. Therefore in depth knowledge of this, as well as AML procedures are of
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Senior Compliance Officer - Foreign Corruption Pra Location: California
Summary: Drive various aspects of Foreign Corruption Practices (FCP) Program including providing substantive input on implementation strategies, policies, procedures, processes, and communications. Shall: *** Assist in development and deployment of
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Import-Export Compliance Officer - Supply Chain Ma Location: California
Summary: *** Determine requirements of exporting and importing articles and services under: International Traffic in Arms Regulations (ITAR), Export Administration Regulations (EAR), and Office of Foreign Assets Control (OFAC). *** Ensure all company
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Compliance Officer - Advertising Review (GIPS) Location: San Francisco
Summary: Responsible for regulatory filings with FINRA. The broker-dealer affiliate is primarily involved in the distribution of mutual funds and, to a lesser degree, private funds. The individual will work closely with the Chief Compliance Officer
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Hospital Compliance Officer - Coral Gables Hospita Location: Florida
Summary: This position will be based in Coral Gables, Florida supporting Coral Gables Hospital .Historic Coral Gables Hospital is a 245-bed acute-care facility that has been serving South Dade, Latin America and the Caribbean since 1927. Our multilingual
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Compliance Officer I - HMDA Location: California
Summary: Responsible for collection, review and reporting of Home Mortgage Disclosure Act Data under the supervision of the Business Unit Compliance Manager. Specific duties will include working with the business lines to ensure data is correctly entered
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compliance officer - career school Location: Texas
Summary: The Natural Epicurean Academy of Culinary Arts, Austins own health supportive, plant based professional culinary school is hiring a Part time Compliance Officer. The person we are looking for will maintain regulatory compliance with forms and
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VP - Compliance Officer - Swap Dealer Location: New York
Summary: The person performing this advisory position will be responsible for implementing and managing the overall compliance program for the NFA registered Swap Dealer entities, and will generally support the designated Chief Compliance Officer for
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VP- AML Compliance Officer- Financial Services, Pa Location: New Jersey
Summary: Job Location: New Jersey, NJ Job Type: Full Time Salary: 115,000 to 150,000 Reporting to the Head of Anti-Money Laundering Compliance, the officer serves as a subject matter expert in AML compliance and provides advice to business lines, compliance
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VP- AML Compliance Officer- Financial Services, Pa Location: New Jersey
Summary: Job Location: New Jersey, NJ Job Type: Full Time Salary: 115,000 to 150,000 Reporting to the Head of Anti-Money Laundering Compliance, the officer serves as a subject matter expert in AML compliance and provides advice to business lines, compliance
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Vice President Compliance FMS Corp -Healthcare Location: Massachusetts
Summary: Responsible for driving the FMCNA culture though values and customer service standards. Accountable for outstanding customer service to all external and internal customers. Develops and maintains effective relationships through effective and
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VP Compliance Officer Location: New York
Summary: ·                 Manage and oversee the institutionā¬"s compliance activities. ·                 Review and update the Bankā¬"s consumer compliance and BSA/AML/OFAC policies and procedures. ·                 Review and revise Bank BSA/AML/OFAC
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Hospital Compliance Officer - Frye Regional Medica Location: North Carolina
Summary: This position will be based in Hickory, NC supporting Frye Regional Medical Center.Frye Regional Medical Center is an acute care facility that has been serving the medical and health care needs of Catawba County and central western North Carolina
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Compliance VP - Dodd-Frank Location: New York
Summary: The successful candidate will have demonstrated legal/compliance experience with recent experience in Dodd-Frank implementation and implications in banking/broker-dealer environment. Responsibilities include - providing guidance on Volcker
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Research Compliance Officer  Hedge Fund Location: New York
Summary: Top-tier and long established Hedge Fund seeks a Research Compliance Officer.? In this newly created role, the Research Compliance Officer will be responsible, along with other Compliance professionals, for reviewing and overseeing all
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VP - Equity Trading Compliance Officer Location: New York
Summary: Responsible for managing compliance, supervisory and surveillance programs for all equities trading business (supporting 35 traders). Establish, enforce and maintain the supervisory program Using your strong knowledge of equities trading, proprietary
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