Partner and Certified Public Accountant with 20 years experience in "Big Four" public accounting firm. CFO of three public companies. Experience in SEC filings, IPO, Sarbanes-Oxley reporting, SEC investigations, road show presentations, investor relations, analyst communications and merger & acquisitions. |
SUMMARY
Partner and Certified Public Accountant with 20 years experience in a Big Four public accounting firm. CFO of two public companies: a NASDAQ healthcare and business services company and a medical electronic manufacturer. Significant experience in establishing and building companies, financial management, strategic planning, SEC filings, public offerings, IPO, SEC investigations, Sarbanes-Oxley (SOX) reporting, private placements, road show presentations, investor and analyst relations, litigation, bankruptcy, and mergers & acquisitions. Diverse industry experience including healthcare, manufacturing, financial services, construction, retail, e-commerce, hardware and software technology. Working relationships with various venture capitalists and investment bankers. Strong leader with excellent negotiating, team building, communications and problem-solving skills.
PROFESSIONAL EXPERIENCE
Chief Financial Officer Public Medical Electronic Manufacturing Company . Managed accounting, finance, SEC, quality and regulatory, investor and media relations, human resource, information technology, insurance and legal. Restructured management team and reduced operating expenses by 16%. Successfully positioned and sold Company to U.S. public company.
Chief Financial Officer of a NASDAQ listed healthcare company:
Responsibilities include accounting, finance, operations support, information systems, engineering, human resource, logistics and distribution.
Responsible for investor relations, public relations, contracts and legal matters.
Significant involvement with the Board of Directors and its committees.
Implemented Sarbanes-Oxley Rule 404 requirements.
Developed and implemented new strategic plan for the Company.
Implemented changes to employee benefits.
Actively involved in the sales process and presentations to potential customers.
Negotiated and secured multi-bank line of credit.
Chief Financial Officer of a NASDAQ listed company:
Successfully raised capital through Private Placement Memorandum.
Structured, negotiated and consummated acquisitions.
Responsible for accounting, finance, information technology, human resource, acquisitions, legal and investor relations of the company including communications with the SEC, NASDAQ and the media.
Various road show presentations.
Significant involvement with the Board of Directors and its audit, governance and compensation committees.
Modified the tactical approach to the Companys strategic thinking.
Audit Partner and Accounting and SEC Directorate of a "Big Four" accounting firm. |