Chief Compliance Officer Jobs

Senior PSM/RMP Compliance Counsel Location: Midwest USA
Summary: Senior PSM/RMP Compliance Counsel - $180-200K  Chemicals/PetroChemicals Manufacturing - The Senior Counsel will have responsibility for Health and Safety PSM and RMP compliance for 3 business units. Providing day to day legal support, agency
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EVP of Global Regulatory Compliance Location: Confidential
Summary: Position: EVP of Global Regulatory Compliance & Safety Location: USA  (this is a confidential national search) Salary: $150K + and Up (plus incentive bonus plan) Benefits:
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VP/Director, Chief Compliance Officer Job Location: Ohio
Summary: Responsible for managing the Compliance Department, staff of 10+ Qualifications Qualifications: * Certifications/Specialized Training: CRCM Designation, preferred * Possess strong knowledge of consumer/commercial credit regulations and credit
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VP/Director, Chief Compliance Officer Job Location: Ohio
Summary: Responsible for managing the Compliance Department, staff of 10+ Qualifications Qualifications: " Certifications/Specialized Training: CRCM Designation, preferred " Possess strong knowledge of consumer/commercial credit regulations and credit
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Director & Chief Compliance Officer - UC Health Bu Location: Ohio
Summary: The Chief Compliance Officer oversees the Corporate Compliance Program, functioning as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. The position ensures the Board of Directors,
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Chief Compliance Officer - Bilingual Spanish Location: New York City
Summary: Responsible for but not limited to; establishing beset practices within bank and compliance team, maintaining regulatory requirements are kept (AML, BSA, Patriot Act, etc), establish new risk assessments, and other ad-hoc requests. The Chief
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chief compliance officer cco - two (2) positions - Location: California
Summary: Responsible for establishing and maintaining a compliance program that is consistent with sec, finra and state securities regulations and (2) cco fdm/fcm will be responsible for establishing and maintaining a compliance program that is consistent
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Chief Compliance Officer - Asset Management Location: Connecticut
Summary: The company offers mutual funds, institution asset management, alternative investment and other investment products. ESSENTIAL JOB FUNCTIONS " Direct oversight of the development and on-going maintenance of the Compliance Program ensuring
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Chief Compliance Officer - Asset Management Location: Connecticut
Summary: Our client, a multi-managed and multi-strategy firm specializing in investment management is seeking a Chief Compliance Officer to provide oversight, support and develop ongoing strategies for the Compliance program. The company offers mutual
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Chief Compliance Officer  Hedge Fund Location: New York
Summary: Responsible for managing a family of long/short hedge funds, long only fund, and private equity funds focused on the health care and life science sectors. Responsibilities will include the following: " Annual updates of Form ADV  " Assist with
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Chief Compliance Officer  Hedge Fund Location: New York
Summary: Responsible for managing a family of long/short hedge funds, long only fund, and private equity funds focused on the health care and life science sectors. Responsibilities will include the following: " Annual updates of Form ADV  " Assist with
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Chief Compliance Officer - Banking Location: New York
Summary: Responsible for the ongoing development, implementation and management of the compliance program. You will oversee a small team. Responsibilities include: * Supporting the development of, and monitors, the regulatory/ compliance risk profile
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Chief Compliance Officer - Alternative Investments Location: Minnesota
Summary: Principal Accountabilities " Ensure that each regulated jurisdiction in which has a compliance program in place to meet local regulators requirements; such program is adequately staffed through the proper balance of internal and
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Chief Compliance Officer - International Bank Location: New York
Summary: Responsible for managing BSA/AML/OFAC activities Develop and promote initiatives for compliance training, awareness and conformance with regulations Responsible for providing training to appropriate personnel to ensure that they have the required
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Chief Compliance Officer - Alternative Investments Location: Minnesota
Summary: The ideal candidate will join a successful compliance function and provide global leadership and direction on regulatory compliance and ethical business conduct.Principal Accountabilities " Ensure that each regulated jurisdiction in which has
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Chief Compliance Officer - Alternative Investments Location: Minnesota
Summary: Principal Accountabilities " Ensure that each regulated jurisdiction in which has a compliance program in place to meet local regulators requirements; such program is adequately staffed through the proper balance of internal and
Membership Required - Sign up here
Chief Compliance Officer - Alternative Investments Location: Minnesota
Summary: The ideal candidate will join a successful compliance function and provide global leadership and direction on regulatory compliance and ethical business conduct.Principal Accountabilities " Ensure that each regulated jurisdiction in which has
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Deputy Chief Compliance Officer - Top Asset Manage Location: New York
Summary: assisting in preparing for and responding to inquiries and audits from regulatory authorities and assisting in the development of regulatory reporting and regulatory filings. You will also monitor industry-wide compliance initiatives as well
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Chief Compliance Officer  Asset/Investment Manage Location: Connecticut
Summary: Responsibilities will include management of internal control review including risk assessment, strengthening of internal controls and revision of compliance policies and procedures; management and coordination of regulatory exams; and management
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New - Chief Compliance Officer - Chicago Loop Location: Chicago
Summary: New - Chief Compliance Officer - Chicago Loop Our client, a global financial service provider, seeks an experienced financial services compliance specialist to join its growing business. This is a newly created role and an exciting opportunity
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