Chief Operating Officer

Background and acheivements of this General_Mgmt. Executive are shown. Contact information is confidential. To reach this person, use the link from General_Mgmt. Executive talent bank at the conclusion of the resume. Click HERE for more information, jobs, and resumes.

Position
Chief Operating Officer
Location Confidential
No
Location
Northeast USA
Willing to Relocate
Yes
Industry
Financial-Brokerage/Mut.Fund/Securities/MoneyMgmt
Function
GENERAL-MANAGEMENT--CEO/COO/GM
Compensation
$400,000 to $800,000

Resume Summary
Front Office, Finance and Operations COO/CFO with 20 years of Investment Banking and ETF Management experience in the U.S. and U.K. Consistent demonstration of expedited and controlled delivery of complex, high profile initiatives.

Resume Body      CHIEF OPERATING OFFICER

Chief Operating Officer/Chief Financial Officer

Front Office, Finance and Operations executive with 20 years of Investment Banking and ETF Management experience in the U.S. and U.K. Key member of the leadership team covering COO and CFO responsibilities. Demonstrated experience in expediting implementation of complex initiatives and using analytics to tell the story behind the financials in order to capitalise on profit drivers. Core expertise includes:

Strategic Planning & Implementation Budgeting & Analysis
Process Re-engineering & Optimization Performance & Risk Measurement
Control Governance & Quality Assurance Change Management
Resource & Cost Governance Outsourcing Strategy
Client Relations Talent Development

UK qualified Chartered Accountant (CPA equiv.) | FINRA Series 7, 9, 10, 24 & 27

Key Achievements

" Driving shareholder vote to approve modernization of major commodity ETF

" Developed Outsourcing Strategy generating annual savings of $100MM+

" Established resource management infrastructure for 1,200 Line Personnel and monthly financial reporting & analysis for $200MM P&L for Debt Middle Office/Risk and P&L Support Function
o Realised annual cost savings of $15MM+ due to implementation of Outsourcing Strategy

" Established monthly financial reporting & analysis for $400MM P&L for Fixed Income & Currencies

" Developed and implemented Centralised Data Warehouse and Standardised Risk Reporting Suite in:
o 5 months, upon acquisition of North American Banking Group: $100BN B/S
o 4 months, for rollout to consolidated North American Group, saving $500K/month:
- $200BN B/S; 700 legal entities

" Collaborated with Sales to increase structured notes revenue by 40% p.a.

" Established global governance and operational risk reporting infrastructure for Credit, Rates and FX Middle Office in accelerated (2 month) timeframe

" Advised new Desk Heads on regulatory capital impact of trading strategies and implemented necessary reporting infrastructure when building the Investment Bank

Professional Experience

1999 - 2014: New York
o COO & CFO: Major Listed Commodity ETF
o COO: Investment Banking Operations
o COO: Product Development: Wealth Management
o Head of Risk Reporting - all asset classes

1995 - 1999: London
o Regulatory specialist - Investment banking

1990 - 1994: ACA (CPA equiv.) - Arthur Andersen

Education and Points of Note

" University of Birmingham (England)
Bachelor of Social Science  Money, Banking & Finance

" UK qualified Chartered Accountant (CPA equiv.)
" FINRA Series 7, 9, 10, 24 and 27

" U.S. & U.K. citizen

Click below.  General_Mgmt. Executive Talent Bank will send your message to ...

Chief Operating Officer

Executives
  1. Click HERE to get RiteSite Services for YOURSELF.
  2. Click HERE to view Chief Operating Officer JOBS and/or to search for Senior Chief Operating Officer JOB OPPORTUNITIES.
  3. Click HERE to view Additional Chief Operating Officer RESUMES and/or to search for Other Senior Chief Operating Officer RESUMES.
Recruiters and Employers
  1. Click HERE to POST ALL YOUR JOBS on RiteSite FREE of Charge.
  2. Click HERE to view More Chief Operating Officer RESUMES and/or to search for Other Senior Chief Operating Officer CANDIDATES.
  3. Click HERE to view Competitive Chief Operating Officer Job Postings and/or Other Senior Chief Operating Officer JOBS.







What is Custom Career Service?What is Custom Career Service?
Frequently Asked QuestionsFrequently Asked Questions
Users CommentsUsers' Comments
Executive Sign UpExecutive Sign-Up
Employer / Recruiter RegisterEmployer - Recruiters Registration
Executive JobsJobs Database
Executive ResumesResumes Database
People FinderScan for People
Executive Search FirmsSearch Firms that are Rites-Honored
Privacy PolicyPrivacy Policy
Contact RiteSiteContact RiteSite
RiteSite StoreRiteSite Store
Rites Of Passage Book Cover
Rites Of Passage Book Cover