Executive - Audit - Compliance - SSAE 16 -

Background and acheivements of this Finance Executive are shown. Contact information is confidential. To reach this person, use the link from Finance Executive talent bank at the conclusion of the resume. Click HERE for more information, jobs, and resumes.

Position
Executive - Audit - Compliance - SSAE 16 -
Location Confidential
Yes
Willing to Relocate
Yes
Industry
Mining-&-Metals-Production-and/or-Distribution
Function
FINANCE--CFO/Control/Acctg./Treas./Tax,etc.
Compensation
$100,000 to $200,000

Resume Summary
Progressive and forward-thinking executive with over 15 years of experience in senior leadership auditing, risk management, and process improvement roles. Continuously striving to gain insight into internal/external customer needs and fulfill expectations with keen ability to set clear expectations

Resume Body      EXECUTIVE - AUDIT - COMPLIANCE - SSAE 16 -

EXECUTIVE-LEVEL MANAGEMENT: VP President Audit, Compliance, Operations

Progressive- forward-thinking executive with over 15 years of experience in senior leadership auditing, risk management, and process improvement roles. Customer-centric outlook, continuously striving to gain insight into internal/external customer needs and fulfill all expectations. Decisive leader with keen ability to set clear expectations, deliver context, and provide feedback that results in positive, transformative outcomes. Adept at coaching teams and developing direct reports. Strong communicator able to speak, write, listen, and present information in logical, articulate, audience-appropriate manner that ensures understanding and engagement.

Demonstrated success in:
" Discovering and implementing novel solutions that improve processes, systems, products, or service.
" Inspiring, leading, and executing effective change and improvements using Six Sigma & Kaizen methods.
" Understanding targeted results, setting high standards for self/team, and actively striving to achieve them.
" Attaining compliance with AML, KYC, SOX, COSO, COBIT  ITIL-PCI, and BSA, among others

Financial Operations " Customer-Focused Approach " Project Coordination " Change Management
Governance Frameworks " New Process Implementation " Optimized Productivity " Strategic Planning
Relationship Building " Cash Control " Reporting " Departmental Restructuring " Stakeholder Alignment
Communication " Individual Development " People Leadership " Results-Oriented " Accountability " Creativity


PROFESSIONAL EXPERIENCE

G4S SECURE SOLUTIONS " Jupiter, Florida " 2014-Present
Second largest UK-based global corporation specializing in security, investigation, and technology.

Senior Director Process Improvement
Spearhead operational and escalation processes across North America, including redefining and redesigning business frameworks and implementing new methodologies. Defined components, relationships, roles, and standards for Business Information (BI) technology using Kaizen philosophies.

" Decreased DSO by 5 days by reorganizing collection department and reporting via BI system with real time dashboards and Key Performance Indicators (KPI).
" Championed change and implemented new policies within resistant environment with entrenched views by focusing on end-goals and involving various teams and departments involved at every step.
" Facilitated information transparency by obtaining raw data directly from IT department, downloading all information and personally processing reports, data, KPIs, and dashboards.
" Saved $500K+ by monitoring payment term trends and discounts, increasing cash flow from lead to cash and procure to pay, and overhauling/reengineering governance framework for finance and SS departments.
" Ensured team understanding of new structured operational efficiency by hosting Kaizen events/workshops.
" Cut collection past-due amount by 50% by building reports, dashboards, scorecards, and managed queries.
" Recognized with special bonus after achieving yearly personal evaluation with A+ levels, and annual performance review scores with Exceeding Expectations in all areas.

PROTIVITI " Irvine, California " 2013-2014
Global consulting firm enabling companies to solve issues in finance, operations, risk, and governance.

Executive Risk & Business Consulting
Directed controls from review & documentation to evaluation & testing. Identified control strengths/weaknesses in communications to client or internal audit engagement team. Created effective solutions. Led investigations and fraud awareness related to FDA audit & compliance. Controlled error handling within SAP from source to target interfaces. Oversaw system implementation in accordance with SDLC and ITIL standards.

PROTIVITI, Executive Risk & Business Consulting, continued:

" Initiated and implemented governance framework for fraud and investigation awareness (FDA compliance), for key client Johnson & Johnson.
" Completed project assignments on time and with utmost quality using extensive business & technical skills.
" Oversaw SOX testing, reviewing notes for E&Y at Volt Information Systems.

GARDA WORLD CORP " Florida / California / Canada " 2007-2013
Global risk management, Cash logistics & Security services company.

Head of Groups / Executive Director, Internal Controls / Compliance Management " 2012-2013
Executive Director, Compliance & Internal Controls " 2011-2012
Senior Director, Internal Controls & Compliance " 2010-2011
Director Internal Controls " 2007-2010
Coordinated operations and financial activity within Worldwide Internal Audit & Compliance department. Led cross functional teams across Europe, North America, and Middle East. Oversaw project development, change management, Enterprise Risk Management (ERM) program, and customer claim operations. Automated cash reporting and treasury back office (RECON) operations. Served as operations advisor expert. Led compliance efforts with International Certification ISAE 3402 across North America financial institutions including Federal Reserve, Anti-Money Laundering (AML), and Know-Your-Customer (KYC) initiatives.

" Achieved ISAE 3402 Type I & II (SAS 70) international compliance certification 7 times running in banking industry regulatory compliance based on BSA, PCI requirements.
" Drove P&L reduction from $17M to $3M within streamlining of customer claims department operations.
" Headed SOX 404 annual certification for control frameworks COSO and COBIT (ITIL), and produced companywide interface / integration governance framework.
" Lowered costs $350K over 2 months from SLA penalty reduction with 70% improvement in error handling responsiveness post-automation of treasury operations.
" Saved $400K with design and launch of webbased paperless customer claims recording system.
" Avoided penalties due to service level agreement (SLA) and KPI issues identified in quarterly reviews by supporting performance using Six Sigma and Kaizen philosophies.
" Oversaw bank customer client onboarding, including KYC and PCI requirements.
" Managed/monitored AML & Recon transactional reconciliation for 300K daily transactions over 185 vaults.
" Investigated fraud or malicious activities in accordance with country, local, and state laws.
" Optimized customer vault platform with 24/7 nationwide customer service, producing 1.5K daily reports for 185 vaults covering cash inventory, ATM reporting, safe deposits, even exchange program, check scanning, and credit card processing.

ZEN TECHNOLOGIES " Montreal, Canada " 2006-2007
Training simulator design, development, and manufacturing company.

Consultant / Project Leader
Managed SOX 404 (COSO & COBIT) testing, gap analysis, remediation, and roll forward. Launched SOD policy for SAP users and transactions. Conducted risk impact evaluations for personalized transactions.

" Discovered $5M fraud pattern within international warranty team.
" Corrected conflictual transactions (600 000) within project timeline, preventing future issues by restructuring departments, including revamping ROTAX-BMW motor plant processes in Belgium, Austria, Switzerland.
" Overcame resistance to change by maintaining flexibility and translating concerns/suggestions into action.
" Performed manufacturing plant risk analysis and process quality controls, applying Six Sigma testing methods & ISO quality controls in production, import-export, customs, warranty, and parts inventory (FIFO).

CAMBIOR INC. (I AM GOLD CORPORATION) " Montreal, Canada " 2005-2006
Canadian-based international gold, bauxite, niobium producer in Guyana, South America, Africa.

Senior Internal Auditor, SOX 404 Project Manager
Led SOX 404 implementation in accordance with COSO, COBIT, and IPPF standards, from narrative and testing to walkthrough. Developed and implemented internal policies.

" Uncovered fraudulent inventory irregularities with direct impact to revenue through in-depth investigation.
" Created gold mine security measures by collaborating with international mine operations on risk analysis, business process verification, auditing, stock pile evaluation, inventory control, and process descriptions.
" Redesigned Niobium manufacturing process using Six Sigma principles.

EDUCATION

Master Level - Internal Audit Management
UQAM, Montreal, Canada


PROFESSIONAL DEVELOPMENT

Organizing & Understanding Compliance Risk
Sustaining Effective Controls & Compliance


TECHNICAL SKILLS

Microsoft Office " Microsoft Project " Visio " BI Data " ACL
" Major ERP: PeopleSoft, JD Edwards, Oracle


PROFESSIONAL MEMBERSHIPS

Institute of Internal Auditors (IIA)
QIAL enrolled


LANGUAGE SKILLS

English (Fluent) " French (Fluent) " Spanish (Functional)

Click below.  Finance Executive Talent Bank will send your message to ...

Executive - Audit - Compliance - SSAE 16 -

Executives
  1. Click HERE to get RiteSite Services for YOURSELF.
  2. Click HERE to view Executive - Audit - Compliance - SSAE 16 - JOBS and/or to search for Senior Executive - Audit - Compliance - SSAE 16 - JOB OPPORTUNITIES.
  3. Click HERE to view Additional Executive - Audit - Compliance - SSAE 16 - RESUMES and/or to search for Other Senior Executive - Audit - Compliance - SSAE 16 - RESUMES.
Recruiters and Employers
  1. Click HERE to POST ALL YOUR JOBS on RiteSite FREE of Charge.
  2. Click HERE to view More Executive - Audit - Compliance - SSAE 16 - RESUMES and/or to search for Other Senior Executive - Audit - Compliance - SSAE 16 - CANDIDATES.
  3. Click HERE to view Competitive Executive - Audit - Compliance - SSAE 16 - Job Postings and/or Other Senior Executive - Audit - Compliance - SSAE 16 - JOBS.







What is Custom Career Service?What is Custom Career Service?
Frequently Asked QuestionsFrequently Asked Questions
Users CommentsUsers' Comments
Executive Sign UpExecutive Sign-Up
Employer / Recruiter RegisterEmployer - Recruiters Registration
Executive JobsJobs Database
Executive ResumesResumes Database
People FinderScan for People
Executive Search FirmsSearch Firms that are Rites-Honored
Privacy PolicyPrivacy Policy
Contact RiteSiteContact RiteSite
RiteSite StoreRiteSite Store
Rites Of Passage Book Cover
Rites Of Passage Book Cover


Debugging Information
ColdFusion Server Enterprise11,0,19,314546
Template /ResumeDatabase/SiteMapping_index_byFunction.cfm
Time Stamp 27-Sep-22 03:16 AM
Locale English (US)
User Agent ColdFusion
Remote IP 192.168.1.49
Host Name 192.168.1.49


Stored Procedures

SelectPostedResumeByResumeID (Datasource=RiteSite, Time=16ms) in D:\inetpub\wwwroot\ritesite.com\ResumeDatabase\lcl\spSelectResumeByResumeID.cfm @ 03:16:21.021
    
parameters
typeCFSQLTypevaluevariabledbVarName
 IN CF_SQL_VARCHAR MN5EPK9R4Y5M  
 IN CF_SQL_INTEGER 1003  
    
resultsets
nameresultset
 rsSelectResumeByResumeID_1 1
 rsSelectResumeByResumeID_2 2
 rsSelectResumeByResumeID_3 3
 rsSelectResumeByResumeID_4 4
SelectIndustriesAndPositionsForResume (Datasource=RiteSite, Time=0ms) in D:\inetpub\wwwroot\ritesite.com\ResumeDatabase\lcl\spSelectIndustriesAndPositionsByResumeID.cfm @ 03:16:21.021
    
parameters
typeCFSQLTypevaluevariabledbVarName
 IN CF_SQL_VARCHAR MN5EPK9R4Y5M  
    
resultsets
nameresultset
 rsSelectResumeByUserIDAndConceal 1


Scope Variables

Application Variables: applicationname=RiteSite 
CGI Variables: AUTH_PASSWORD= AUTH_TYPE= AUTH_USER= CERT_COOKIE= CERT_FLAGS= CERT_ISSUER= CERT_KEYSIZE=128 CERT_SECRETKEYSIZE=2048 CERT_SERIALNUMBER= CERT_SERVER_ISSUER=C=US, O=DigiCert Inc, CN=DigiCert TLS RSA SHA256 2020 CA1 CERT_SERVER_SUBJECT=C=US, S=Mississippi, L=Ocean Springs, O=Ritesite Custom Career Services LLC, CN=www.ritesite.com CERT_SUBJECT= CF_TEMPLATE_PATH=D:\inetpub\wwwroot\ritesite.com\ResumeDatabase\SiteMapping_index_byFunction.cfm CONTENT_LENGTH=0 CONTENT_TYPE= CONTEXT_PATH= GATEWAY_INTERFACE=CGI/1.1 HTTPS=on HTTPS_KEYSIZE=128 HTTPS_SECRETKEYSIZE=2048 HTTPS_SERVER_ISSUER=C=US, O=DigiCert Inc, CN=DigiCert TLS RSA SHA256 2020 CA1 HTTPS_SERVER_SUBJECT=C=US, S=Mississippi, L=Ocean Springs, O=Ritesite Custom Career Services LLC, CN=www.ritesite.com HTTP_ACCEPT= HTTP_ACCEPT_ENCODING=gzip,deflate HTTP_ACCEPT_LANGUAGE= HTTP_CONNECTION=close HTTP_COOKIE= HTTP_HOST=www.ritesite.com HTTP_REFERER= HTTP_URL= HTTP_USER_AGENT=ColdFusion LOCAL_ADDR=www.ritesite.com PATH_INFO= PATH_TRANSLATED=D:\inetpub\wwwroot\ritesite.com\ResumeDatabase\SiteMapping_index_byFunction.cfm QUERY_STRING=mode=detail&ResumeID=MN5EPK9R4Y5M&executive=resumes&FunctionID=0&start=1&SITE_MAP_RESUMES_FILE=&SiteMapFunctionName=Finance&RequestTimeout=999999 REMOTE_ADDR=192.168.1.49 REMOTE_HOST=192.168.1.49 REMOTE_USER= REQUEST_METHOD=GET SCRIPT_NAME=/ResumeDatabase/SiteMapping_index_byFunction.cfm SERVER_NAME=www.ritesite.com SERVER_PORT=443 SERVER_PORT_SECURE=1 SERVER_PROTOCOL=HTTP/1.1 SERVER_SOFTWARE=Microsoft-IIS/8.5 WEB_SERVER_API= 
Cookie Variables: CFID=3564191 CFTOKEN=5ca09e35d7c8d5e0-EC2F0F17-9B38-FCF0-B215E3B04E1AF145 
Server Variables: coldfusion=Struct (10) os=Struct (5) 
Session Variables: cfid=3564191 cftoken=5ca09e35d7c8d5e0-EC2F0F17-9B38-FCF0-B215E3B04E1AF145 jobrecon=0 reconwindowsame=1 resultsperpage=20 rsdirectonly=0 rsjava_ok=1 rswindowsame=1 sessionid=RITESITE_3564191_5ca09e35d7c8d5e0-EC2F0F17-9B38-FCF0-B215E3B04E1AF145 urltoken=CFID=3564191&CFTOKEN=5ca09e35d7c8d5e0-EC2F0F17-9B38-FCF0-B215E3B04E1AF145 
URL Parameters: FunctionID=0 RequestTimeout=999999 ResumeID=MN5EPK9R4Y5M SITE_MAP_RESUMES_FILE= SiteMapFunctionName=Finance executive=resumes mode=detail start=1 
Debug Rendering Time: 0 ms